Compliance Products & Services Expert
Core
Regulatory Compliance Officer supporting the Regulatory Competence Center in overseeing regulatory matters for Bank Julius Baer outside AML/CTF, focusing on Wealth Management Solutions, Financial Markets, and Internal Compliance frameworks.
Role type
Senior IC regulatory compliance officer (wealth management)
Builds
Internal compliance and governance frameworks, regulatory gap analyses, and control plans for the bank's business units.
Domain
Financial services / Wealth management / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance expertise, Investment Services regulations, Financial Markets regulations, Gap analysis, Risk assessment, Regulatory monitoring, Cross-functional communication, Report preparation
Preferred skills
French language proficiency, AI tools usage, Legal/Finance/Business degree
Technologies
Microsoft Office suite, Artificial Intelligence tools
Responsibilities
Conduct compliance reviews and controls, Perform periodic and thematic assessments, Provide expert regulatory advice, Monitor regulatory developments, Prepare compliance reports, Participate in new regulatory initiatives
Seniority
Senior, hands-on IC
