Registered Client Service Associate
Core
Assist financial advisors in servicing clients by gathering data, preparing financial plans, processing transactions, and providing administrative support.
Role type
Client Service Associate (Financial Services)
Builds
Client financial plans, trade executions, and administrative operations for financial advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
client data analysis, financial planning, trade processing, new business paperwork coordination, marketing event organization, expense management, multitasking, independent work, software proficiency
Preferred skills
IAR registration (S65/S66), Life/Health licenses, Variable Contracts
Technologies
Contact manager, client document systems, expense management software
Responsibilities
Prepare and summarize client meetings, ensure new business paperwork submission, coordinate marketing events, process expense reports, support closes and new business correspondence
Seniority
Mid-level, individual contributor