Registered Client Service Associate
Core
Provide dedicated support to high-producing financial advisors by preparing portfolio materials, building financial plans, and managing client interactions.
Role type
Client Service Associate (Financial Planning)
Builds
Financial plans, client meeting materials, and new business documentation
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Financial planning, investment research, trade execution, data entry, meeting coordination, new business paperwork processing, expense reporting, client correspondence, multitasking, independent work, software proficiency
Preferred skills
None stated
Technologies
None stated
Responsibilities
Assist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions; Prepare and summarize client meetings by scheduling, entering data, building agendas, and providing follow-up; Prepare and ensure new business paperwork is successfully submitted including forms, signatures, and documentation; Provide general administrative duties such as answering phones, processing expense reports, and setting up client files
Seniority
Mid-level, individual contributor