Assistant Manager CIB Compliance Advisory
Core
Provide specialist risk leadership, advice, challenge, and oversight to Corporate & Institutional Banking (CIB) stakeholders to ensure regulatory requirements and internal policies are applied proportionately.
Role type
Assistant Manager, Compliance Advisory (Financial Services)
Builds
Risk oversight plans, compliance themes, insights, and recommendations for senior stakeholders and governance committees.
Domain
Financial Services / Corporate & Institutional Banking / Conduct & Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory interpretation, risk assessment, policy implementation, incident management, data synthesis, stakeholder advisory
Preferred skills
Experience in Compliance Advisory within Financial Services, knowledge of AI/Generative AI regulations, Ring Fencing, Conflicts of Interest, Market Abuse, Payments, Consumer Duty, risk oversight planning
Technologies
N/A
Responsibilities
Produce and interpret management information on risk appetite, compliance indicators, and breaches; provide day-to-day Conduct & Compliance advice and challenge on products and processes; research and respond to regulatory queries; support risk-based oversight and assurance activities; manage actions on Conduct & Compliance Risk incidents and breaches.
Seniority
Assistant Manager, hands-on IC