CareerPlan

Mitarbeiter:in Compliance Administration (m/w/d)

Frankfurt am Main, HESSENFull-time2026-10-15 → 2026-11-11

Core

Administrative support for regulatory compliance processes at a securities institution, ensuring documentation, controls, and audit readiness.

Role type

Compliance Administration Specialist

Builds

Organizational foundation for compliant business operations

Domain

Financial Services / Securities Regulation

Deliverable

dashboards & analysis

Required skills

Regulatory knowledge (WpHG, GwG, MiFID II), Documentation management, Audit support, Project tools (JIRA, MIRO), MS Office

Preferred skills

Experience in financial services/banking/insurance, English communication

Responsibilities

Administrative support for regulatory implementation, Maintenance of compliance documentation and internal instructions, Support in compliance controls and monitoring, Tracking regulatory deadlines, Support in internal and external audits, Creation of reports and management information, Organization of compliance training

Seniority

Entry-level to Mid-level