Specialist Banking Operations - Compliance / Wertpapiere (m/w/d)
Core
Handling customer inquiries on securities, transactions, and tax issues; conducting KYC and AML controls; supporting operational process optimization and digitalization in a FinTech environment.
Role type
Specialist Banking Operations - Compliance / Securities
Builds
Customer onboarding, KYC/AML controls, operational processes, new product and partner bank introductions
Domain
Financial Services / FinTech / Securities
Deliverable
client delivery
Required skills
KYC, AML, regulatory compliance, securities operations, customer onboarding, process optimization, digitalization, stakeholder coordination
Preferred skills
IT affinity, agile methodologies, system development support, project management
Technologies
Internal systems, digital process tools
Responsibilities
Handling customer inquiries on securities, transactions, and tax issues; conducting KYC checks for natural and legal persons; performing and documenting AML controls; coordinating with partner banks and internal teams; supporting analysis and digitalization of operational processes; participating in product and partner bank introductions; supporting internal and external audits.
Seniority
Specialist, hands-on IC