Bürokaufmann/-frau
Core
Support the Capital Markets Compliance department in preventing and monitoring market abuse, investor protection, and regulatory risks.
Role type
Junior compliance support specialist (student)
Builds
Compliance monitoring activities and internal process documentation for a securities trading team
Domain
Financial services / Capital Markets / Compliance
Deliverable
dashboards & analysis
Required skills
Customer and transaction review, compliance monitoring, regulatory research, internal policy drafting, MS Office (Excel, PowerPoint)
Preferred skills
Prior work experience in finance, interest in compliance topics
Technologies
MS Office, Excel, PowerPoint
Responsibilities
Support ongoing customer and transaction reviews, participate in compliance controls, conduct regulatory research, assist in creating internal guidelines
Seniority
Junior, student intern