Senior Manager Risk, Capital Markets
Core
Senior Manager leading First Line of Defence (FLOD) risk identification, assessment, treatment, and monitoring for ATB Cormark Capital Markets, ensuring adherence to risk appetite and regulatory requirements.
Role type
Senior Manager, Capital Markets Risk
Builds
Risk management frameworks, regulatory compliance matrices, and strategic risk reporting for senior leadership.
Domain
Financial Services / Capital Markets
Required skills
Risk identification and assessment, regulatory compliance (Canadian securities laws, CIRO, FINRA, SEC), change management, root cause analysis, stakeholder collaboration, project leadership, financial risk management.
Preferred skills
Financial Risk Manager (FRM) designation, knowledge of US regulatory regime, understanding of derivatives pricing.
Technologies
Risk management frameworks, regulatory compliance matrices, business continuity management tools.
Responsibilities
Lead execution of risk identification, assessment, and treatment strategies; maintain and certify Risk and Control Self Assessment (RCSA) program; interpret regulatory requirements and deliver Regulatory Compliance Matrices; facilitate internal control assurance reviews; manage risk governance for new products and systems; liaise with Fixed Income, Currencies & Commodities teams for risk monitoring; maintain Business Continuity Management (BCM) program; report on Key Risk Indicators (KRIs) and Key Performance Indicators (KPIs); investigate operational risk events.
Seniority
Senior, hands-on IC with management responsibilities