Principal Expert - Regulatory Compliance (Inspektor_ka Nadzoru)
Core
Principal regulatory compliance expert overseeing bank operations, fiduciary activities, and market abuse monitoring to ensure adherence to financial regulations and internal governance.
Role type
Principal regulatory compliance expert (2nd line defense)
Builds
Compliance frameworks, regulatory reporting, and governance standards for a capital group bank
Domain
Banking / Financial Regulation / Conduct & Ethics
Required skills
Financial regulation expertise, risk management, governance oversight, market abuse monitoring, regulatory project management, stakeholder engagement, analytical thinking, strategic decision support
Preferred skills
Certification in compliance/audit, investment fund management experience, dealing room experience, knowledge of MAR and BMR regulations
Technologies
None stated
Responsibilities
Oversee bank activities under financial instruments trading laws, supervise fiduciary functions and conflict of interest management, monitor market abuse mechanisms and trade surveillance, evaluate internal control systems in high-sensitivity areas, review executive decisions and liaise with regulatory bodies, lead compliance policy and regulatory change projects, drive integration of compliance standards across the capital group
Seniority
Principal, strategy & mentorship
