Mortgage - Regulatory Specialist
Core
Monitor federal, state, and agency rules to provide compliance guidance for mortgage operations and assist in developing policies and procedures.
Role type
Mortgage regulatory compliance specialist
Builds
Internal compliance policies, procedures, and audit readiness for mortgage operations
Domain
Mortgage lending / Financial services regulatory compliance
Deliverable
dashboards & analysis
Required skills
Mortgage regulatory compliance, Investor guideline experience, NMLS licensing knowledge, Policy development, Audit preparation, TILA regulations, Analytical skills, Excel, Word, PowerPoint, FrontPage
Responsibilities
Monitor federal, state, and agency rules and regulations; Assist in the development and implementation of written policies and procedures; Assist in conducting compliance monitoring and preparation for federal and/or state audits, regulatory examinations, licensing requirements and quality assurance review; Assist in marketing/advertising review to ensure compliance with TILA regulations.