Bankkaufmann (m/w/d) Marktfolge Wertpapiere
Hybrid
Core
Responsible for WpHG-Compliance, including documentation, analysis, and handling complaints for a private banking company serving wealthy individuals.
Role type
Compliance Officer (Securities)
Builds
Compliance documentation and processes for securities trading
Domain
Banking / Wealth Management / Financial Regulation
Deliverable
dashboards & analysis
Required skills
Securities trading knowledge, Analytical skills, Conceptual thinking, Attention to detail
Preferred skills
Banking qualification or equivalent degree, Project management experience
Technologies
N/A
Responsibilities
Lead WpHG-Compliance area, Conduct documentation and analysis, Handle customer complaints, Collaborate with internal departments and external organizations, Manage processes related to WpHG and organization
Seniority
Mid-level, hands-on IC