KYC Periodic Review – Account Maintenance Team
Core
Conduct KYC periodic reviews and account maintenance for high-net-worth individuals, families, and institutional clients to ensure regulatory compliance.
Role type
Senior IC compliance operations specialist (KYC)
Builds
Client account files and compliance documentation for wealth management clients
Domain
Financial services / Wealth management / Regulatory compliance
Required skills
KYC processes and documentation, client life cycle management, regulatory compliance, data governance, stakeholder engagement
Preferred skills
Complex entity/trust account experience, multi-jurisdictional customer experience, remediation project experience
Technologies
N/A
Responsibilities
Review client documentation and follow up on outstanding information, conduct account maintenance across various offerings, support remediation and process improvement initiatives, respond to stakeholder queries, ensure adherence to regulatory requirements, collaborate with teams across Australia and Asia
Seniority
Mid-level, contract-based IC