Analyst, Specialist, Operations, Account Services, Institutional Banking Group
Core
Ensures compliance with RBI/SEBI KYC/CDD guidelines, manages audit issue resolution, and conducts client screening for Corporate and Investment Banking accounts.
Role type
Senior IC operations analyst (KYC/CDD)
Builds
Clean audit reports and compliant onboarding processes for corporate and individual accounts
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
RBI KYC & SEBI guideline knowledge, Customer Due Diligence (CDD), Audit issue tracking, Name screening & sanction alerts, Qualitative analysis of batch screening, FATCA/CRS guidelines knowledge, Defaulters database knowledge (RBI Caution list, Lexis Nexis), UAT execution, Process modification for CDD scrutiny
Preferred skills
Finacle system exposure, Liability Products knowledge, Training RMs & Makers
Technologies
Finacle, Excel, Word, PowerPoint
Responsibilities
Scrutinize Customer Due Diligence for onboarding/ReKYC, Track and close audit issues within timelines, Perform periodic client reviews and name screening, Advise Business Unit on KYC query resolutions, Review and modify CDD scrutiny processes, Conduct UATs for system enhancements
Seniority
Senior, hands-on IC