AVP/SA, Client Trade Specialist, Private Banking, Consumer Banking Group
Core
Execute client investment transactions and manage end-to-end trade execution workflows for Structured Products and Alternative Investments in Private Banking.
Role type
Senior IC client trade specialist (private banking)
Builds
Client investment transactions and trade execution workflows
Domain
Private Banking / Wealth Management
Deliverable
client delivery
Required skills
Structured Products, Alternative Investments, FX, Equities, Fixed Income, OTC derivatives, Funds, Private Equity, pre-trade checks, regulatory compliance, trade execution workflows
Preferred skills
CACS Paper 1 & 2 certification
Technologies
N/A
Responsibilities
Execute client investment transactions accurately and efficiently across Structured Products and Alternative Investments; Coordinate closely with Front Office to ensure timely and precise execution of client instructions; Manage end-to-end trade execution workflows, including pricing, pre-trade checks, voice log and trade execution; Perform rigorous pre-trade checks to ensure completeness of client suitability and adherence to regulatory requirements; Maintain clear and accurate records of executed trades; Provide execution coverage and continuity of service in the absence of Investment Counsellors; Identify and drive improvements in execution processes, controls, and operational efficiency.