Senior Officer/Officer, Operations Control and Reporting, Wealth Management Operations
Core
Prepare, check, and coordinate regulatory reports (CRS, FATCA, GSIB, HKMA) and ensure data accuracy and timely submission for the Wealth Management Operations team.
Role type
Senior Officer/Officer, Operations Control and Reporting
Builds
Regulatory filings and internal reports for SFC, HKMA, and MAS
Domain
Banking / Wealth Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory reporting, securities settlement, reconciliation, cash and stock reconciliation, General Ledger management, risk awareness, SOP development, project implementation, stakeholder liaison
Preferred skills
Investment products settlement (equities, fixed income, Unit Trust, structured products)
Responsibilities
Prepare and coordinate regulatory reports; reconcile cash and stock accounts; ensure daily/monthly General Ledger reconciliation; build risk awareness through training; assist in change initiatives and system updates; liaise with business partners on user requirements; ensure compliance with external/regulatory standards; review and update SOPs; assist in team management and audit reviews