Officer, Specialist, Custodian & Settlement, Securities & Fiduciary Services Operations, T&O
Core
Execute securities transactions in settlement, corporate action, account opening, and billing for equities, fixed income, and other instruments.
Role type
Specialist Custodian & Settlement Operations Officer
Builds
Settlements, corporate action processing, fee billings, and holding statements for securities accounts
Domain
Banking / Securities Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Securities operations execution, settlement processing (scripless and physical), corporate action processing, fee billing, account maintenance, regulatory compliance (HKMA, MAS, SFC), incident reporting, UAT participation, static data management
Preferred skills
CCASS knowledge, SFC rules/SFO/HKICL familiarity, problem-solving, MS Office proficiency
Technologies
CCASS, SFC rules, SFO, HKICL
Responsibilities
Execute securities transactions in settlement, corporate action, account opening, and billing; Handle day-to-day settlement on equities, fixed income, and other instruments; Process voluntary and involuntary corporate action; Process monthly fee billings and collections; Process dispatches of holding statements; Perform static data maintenance and information update; Provide second level client services; Comply with regulatory requirements and Audit/Risk Management guidelines; Report suspicious or outstanding transactions; Participate in user acceptance testing for system enhancements; Participate in project initiatives and business development
Seniority
Junior to Mid-level, hands-on IC