Officer, Specialist, Custodian & Settlement, Securities & Fiduciary Services Operations, T&O
Core
Execute securities transactions in settlement, corporate action, account opening, and billing for equities, fixed income, and other instruments.
Role type
Specialist Custodian & Settlement Operations Officer
Builds
Settlements, corporate action processing, and billing for securities accounts
Domain
Banking / Securities Operations
Required skills
Securities operations, Settlement processing, Corporate action processing, Account opening, Billing processing, Regulatory compliance (HKMA, MAS, SFC), Data maintenance, Client service, UAT testing, MS Office
Preferred skills
CCASS knowledge, SFC rules knowledge, SFO knowledge, HKICL knowledge, Problem-solving, Interpersonal skills, English (fluent), Chinese (fluent)
Responsibilities
Execute securities transactions in settlement, Handle day-to-day settlement (scripless and physical), Process voluntary and involuntary corporate action, Process monthly fee billings and collections, Process dispatches of holding statements, Perform static data maintenance, Provide second level client services, Comply with regulatory requirements, Report suspicious transactions, Participate in user acceptance test, Participate in project initiatives
Seniority
Junior, Specialist