Lead First Line Risk Management, Technology
Core
Lead external and internal audits and regulatory exams for technology functions, coordinating with stakeholders to ensure compliance and manage audit findings.
Role type
Senior IC risk management and audit lead (technology)
Builds
Audit readiness materials, regulatory compliance documentation, and remediation plans
Domain
Financial services / Regulatory compliance / IT Audit
Deliverable
dashboards & analysis
Required skills
Leading external and internal audits, regulatory exam management, stakeholder coordination, policy and procedure design, audit remediation tracking, GRC tool proficiency
Preferred skills
CISA certification, experience with leading consulting firms (KPMG, Deloitte, E&Y, PWC), deep knowledge of financial services regulations
Technologies
Onspring, Jira, Service Now
Responsibilities
Manage internal and external audits and regulatory exams; ensure relevance and accuracy of provided materials; identify and implement efficiencies in coordination with Compliance; work with Compliance and Business to implement program changes when laws change; design and conduct audit readiness activities; track and report status of remediation work
Seniority
Senior, hands-on IC
