Associate, Financial Risk Oversight
Core
Provide critical support to department leadership by monitoring adherence to risk tolerances, developing risk reporting, and overseeing financial risk management frameworks and default recovery activities.
Role type
Associate, Financial Risk Oversight (IC)
Builds
Risk reports, risk inventories, and governance tools for the Options Clearing Corporation (OCC)
Domain
Financial services / Derivatives clearing / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Risk management, Securities/derivatives markets knowledge, Data analytics, Report writing, Project management, Regulatory compliance (SEC/CFTC/Fed), Excel, Communication
Preferred skills
Tableau, Financial services experience, Audit experience
Technologies
Microsoft Excel, Word, PowerPoint, Tableau
Responsibilities
Monitor and challenge the effectiveness of financial risk management frameworks; Assist with enterprise risk assessments (ERAs); Develop and maintain risk inventories and taxonomies; Verify and analyze key performance and risk indicators; Track and communicate audit and exam issues; Support planning and testing of default loss mitigation tools; Assist in developing department-level policies and procedures.
Seniority
Associate, entry-level to early career