Associate - Clearwater Financial Group
Core
Licensed financial support role serving Thrivent Financial for Lutherans advisors and members, focusing on securities, investment advisory, and life/health/annuity products.
Role type
Licensed financial associate (securities & insurance)
Builds
Securities and insurance product recommendations, client service, and administrative support for financial advisors
Domain
Financial services / Investment advisory / Insurance
Deliverable
client delivery
Required skills
Securities registration (Series 7, 66, 6, 63), Insurance licensing/appointment, State-specific licensure, Product application processing, Trade order execution, Financial suitability analysis, Client communication, Marketing support
Preferred skills
Administrative/secretarial experience, 2+ years customer service experience
Technologies
FINRA registration systems, Insurance policy management systems
Responsibilities
Handle sensitive member communications, Facilitate product seminars, Identify fund selection criteria, Counsel customers on financial products, Open and complete product applications, Accept securities trade orders, Explain and analyze insurance coverage, Assist in client meeting preparation, Drive marketing services
Seniority
Individual Contributor, Licensed Associate