Licensed Client Service Administrator
Core
Prepare and send applications and paperwork to implement financial recommendations for clients, ensuring efficient execution of advisory team plans.
Role type
Licensed Client Service Administrator (Financial Services Operations)
Builds
Implementation of brokerage accounts, insurance policies, mutual fund accounts, and annuities
Domain
Financial Services / Wealth Management
Required skills
Series 7/66 licensing, State Life and Health insurance licensing, financial product implementation, transaction processing, underwriting tracking, client communication, Microsoft Office, Salesforce, DocuSign
Preferred skills
Experience working with financial advisors, high-volume environment adaptability, procedural development
Technologies
Microsoft Word, Excel, Outlook, Salesforce, DocuSign
Responsibilities
Prepare applications for recommendation implementation, track insurance applications through underwriting, process brokerage transactions, follow up with clients on paperwork completion, maintain team procedures for processing, research and resolve processing issues with home office
Seniority
Individual Contributor, Mid-level