Business Controls Senior Associate - IT Risk
Core
First line of defense conducting analysis to identify, assess, mitigate, and manage risks to ensure compliance with laws, regulations, and best practices within the Enterprise Risk Management (ERM) framework.
Role type
Senior IC business controls analyst (IT Risk)
Builds
Risk management strategies, controls, policies, and procedures for business and functional areas
Domain
Banking / Financial Services / IT Risk & Compliance
Required skills
Risk identification and assessment, regulatory compliance analysis, root cause analysis, data integration and business intelligence, process improvement, stakeholder collaboration, change management, governance process design, supplier/outsourcing oversight, scenario analysis
Preferred skills
Master's degree in relevant field, 5+ years in financial services risk/compliance, FINRA Series 7/63/66 licenses, knowledge of Securities industry and SEC/FINRA regulations
Technologies
GRC tools, Open Pages, PPM, Microsoft Office
Responsibilities
Develop complex strategies and implement controls/policies; investigate operational loss and perform root cause analysis; execute regulatory change management programs; conduct RCSA facilitated sessions; partner with business managers on remediation actions; oversee LOB Supplier/Outsourcing strategy; execute ERM Scenario Analysis and product risk review programs
Seniority
Senior, hands-on IC
