Internal Audit - Compliance
Core
Lead and execute a comprehensive internal audit program focused on Compliance and Corporate Functions for Mizuho Bank's operations in the Americas.
Role type
Vice President, Internal Audit (Compliance & Corporate Functions)
Builds
Independent assurance and advisory services for banking, derivatives, and broker-dealer activities
Domain
Financial Services / Banking / Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work -> audit reports and risk assessments
Required skills
Internal audit standards, risk management frameworks, internal controls, regulatory requirements, financial services industry knowledge, project leadership, team management, analytical problem-solving, stakeholder engagement
Preferred skills
MBA, CPA, CIA, CISA, CFE, CA, experience auditing Compliance or Risk Management in banking
Technologies
audit tools, monitoring programs
Responsibilities
Lead planning, execution, reporting, and completion of internal audits; manage audit engagements from risk assessment to report issuance; review audit workpapers and findings; support development of annual risk assessment and audit plan; evaluate effectiveness of governance and control frameworks; oversee issue validation reviews; partner with management to resolve control weaknesses; provide leadership, coaching, and mentoring for audit team members; support departmental strategic planning and process improvement initiatives
Seniority
Vice President, strategic leadership & team management