Control, Risk and Compliance Analyst
Core
Monitor internal control systems, oversee operational risk, and ensure compliance with financial product distribution regulations and anti-money laundering laws.
Role type
Control, Risk and Compliance Analyst
Builds
Supervisory controls, risk reports, and compliance documentation for investment product distribution
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Internal control monitoring, operational risk management, regulatory reporting, anti-money laundering (PCMLTFA) compliance, corrective action planning
Preferred skills
Mutual fund representative certification (AMF), business continuity planning, information security protocols
Technologies
Risk and control self-assessment frameworks, business continuity planning tools
Responsibilities
Monitor internal control system execution quality, liaise with Desjardins components, support senior compliance officer in monitoring investment product distribution, manage operational risk activities including loss input and business continuity plans, ensure compliance with money laundering and terrorist financing legislation, help managers implement corrective measures
Seniority
Junior, hands-on IC