Control, Risk and Compliance Analyst
Core
Monitor internal control systems and ensure supervisory controls are completed for the distribution of savings and investment products.
Role type
Control, Risk and Compliance Analyst
Builds
Operational analysis, oversight, and prevention activities for financial product distribution
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Internal control monitoring, risk and control self-assessment, money laundering and terrorist financing legislation compliance, business continuity planning, information security management, corrective measure implementation
Preferred skills
Knowledge of French, Mutual fund representative certificate (AMF)
Technologies
N/A
Responsibilities
Monitor the internal control system and ensure execution quality; Liaise with relevant Desjardins components; Support the senior compliance officer in monitoring activities for investment product distribution; Manage activities related to operational risk including risk assessments and business continuity plans; Help managers identify and implement corrective measures; Ensure compliance with money laundering and terrorist financing legislation (PCMLTFA)
Seniority
Junior, hands-on IC