Senior Audit Manager - Capital Markets
Core
Conducts audit engagements supporting Capital Markets, Treasury, and related support functions to critically assess management and internal control processes, providing independent assurance on risk management and governance systems.
Role type
Senior Audit Manager (Capital Markets & Treasury)
Builds
Audit reports, risk assessments, and strategic advisory insights for senior management and the Board.
Domain
Financial Services / Capital Markets / Treasury / Regulatory Compliance
Required skills
Audit planning and execution, Risk assessment (market, credit, liquidity, interest rate), Regulatory compliance (OSFI, Basel), Stakeholder management, Team leadership, Data analytics, Strategic advisory
Preferred skills
CIA, CPA-Audit, CFA, FRM designations, Deep knowledge of Capital Markets products and trading processes, Knowledge of Treasury risk frameworks
Technologies
Data analytics tools, Risk measurement and reporting systems
Responsibilities
Plan and lead audits of Capital Markets businesses and front-to-back processes; Plan and lead audits of Treasury risk areas; Support regulatory examinations and assess compliance; Provide strategic input into business decisions; Manage resources and lead execution of strategic initiatives; Develop annual audit plans aligned with client strategies.
Seniority
Senior, hands-on IC with leadership responsibilities
