Senior Compliance Manager, Enterprise Programs
Core
Leads enterprise-wide compliance programs and regulatory governance frameworks, providing second-line oversight and strategic advice to senior leaders on regulatory risks and obligations.
Role type
Senior IC compliance manager (enterprise regulatory programs)
Builds
Enterprise compliance programs, regulatory governance frameworks, and risk management controls
Domain
Financial services / Regulatory compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
enterprise compliance program management, regulatory governance, risk management frameworks, complex regulatory program oversight (Regulation W, Sensitive Positions, conflicts, accessibility), regulatory risk assessment, issue management, monitoring, testing, regulatory change management, stakeholder engagement with regulators and senior executives
Preferred skills
strategic regulatory advice, executive presentation, influencing strategic decisions, thought leadership
Technologies
N/A
Responsibilities
Provide second-line oversight and governance of enterprise regulatory compliance programs; Establish and maintain oversight frameworks, risk assessments, monitoring programs, and reporting; Provide effective challenge to first-line program owners regarding regulatory interpretations and control design; Advise senior leaders on regulatory obligations and emerging developments; Monitor key program metrics and prepare reporting for senior management committees; Lead enterprise compliance assessments and thematic reviews; Partner with regulatory engagement teams to support examinations and audits; Support enterprise regulatory change management efforts; Drive consistency in compliance program execution and control standards across the enterprise
Seniority
Senior, hands-on IC with strategic advisory component
