Senior Compliance Manager, Enterprise Programs
Core
Leads enterprise-wide compliance programs and regulatory governance frameworks, providing second-line oversight and challenge over key regulatory areas including Regulation W, Sensitive Positions, and accessibility requirements.
Role type
Senior Compliance Manager (Enterprise Programs)
Builds
Enterprise regulatory compliance programs, governance frameworks, and risk management processes for a financial services bank.
Domain
Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Enterprise compliance program management, regulatory governance, risk management frameworks, complex regulatory program oversight (Regulation W, Sensitive Positions), regulatory risk assessment, issue management, monitoring, testing, regulatory change management, stakeholder engagement with regulators and senior executives.
Preferred skills
Strategic regulatory advice, executive presentation capabilities, experience in highly regulated environments.
Technologies
N/A
Responsibilities
Provide second-line oversight and governance of enterprise regulatory compliance programs; Establish and maintain oversight frameworks, risk assessments, monitoring programs, and reporting; Provide effective challenge to first-line program owners regarding regulatory interpretations and control design; Advise senior leaders on regulatory obligations and emerging developments; Monitor key program metrics and prepare reporting for senior management committees; Lead enterprise compliance assessments and thematic reviews; Partner with regulatory engagement teams to support examinations and audits; Support enterprise regulatory change management efforts.
Seniority
Senior, hands-on IC with strategic advisory components
