Technology Audit and Exams Specialist
Core
Manage Technology & Operations (T&O) audits and regulatory exams across Enterprise, Canada, U.S., and International jurisdictions, providing guidance to internal and external auditors to ensure high-quality submissions.
Role type
Senior IC audit and regulatory exam specialist
Builds
Accurate, consistent, and high-quality audit and exam materials for regulators and internal stakeholders
Domain
Banking / Regulatory Compliance / Risk Management
Deliverable
dashboards & analysis
Required skills
Audit and exam management, regulatory interaction, documentation coordination, data analytics, meeting facilitation, risk analysis, change management, stakeholder reporting, process improvement
Preferred skills
Cyber Security / Technology controls knowledge, audit remediation experience, BMO policies and procedures familiarity
Technologies
Microsoft Office (Outlook, Word, PowerPoint, Excel, Teams, Co-Pilot Chat), Spotfire
Responsibilities
Lead pre-readiness and debrief sessions for audits and exams; coordinate documentation and information requests; facilitate meetings with auditees; review draft management responses for regulatory findings; track audit themes and trends; prepare reporting for steering committees and regulators; establish a culture of understanding regulatory expectations; develop internal audit playbooks and templates.
Seniority
Mid-to-Senior, hands-on IC