Investment Advisory Support
Core
Administrative and operational support for Investment Advisors and branch operations, managing client relationships, daily inquiries, and transaction processing.
Role type
Investment Advisory Support
Builds
Client service experiences and operational efficiency for wealth management clients
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Client relationship management, transaction processing, scheduling and coordination, report generation, database maintenance, risk compliance adherence, technology support, regulatory compliance knowledge
Preferred skills
Wealth management operations knowledge, traditional and non-traditional investment products knowledge, financial planning software familiarity
Technologies
Financial planning software, branch operations technology
Responsibilities
Coordinate marketing activities and client events, handle client day-to-day requests and money movements, prepare for client meetings, generate reports and process account items, maintain client database and files, ensure task assignment and completion, support team technology issues, gather and distribute business updates, assist in managing client portfolios, support investment needs and advice, follow risk and compliance processes, protect assets and maintain confidentiality
Seniority
Entry to Mid-level, hands-on support