MASE Compliance - Compliance Advisor Principal Associate
Core
Assess regulatory compliance risk in computer code and scripts (CoDIR process) and advise business lines on managing identified risks.
Role type
Senior IC compliance advisor (regulatory risk & code governance)
Builds
Regulatory-aligned script logic and governance standards for credit card offers
Domain
Financial services (credit cards) + Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Regulatory risk assessment, code/script logic review, stakeholder collaboration, emerging risk identification, compliance framework knowledge, data analysis
Preferred skills
Law degree, CIPM/CAMS certification, Series 7/24/63/65 certification
Technologies
Relational databases, statistical modeling frameworks
Responsibilities
Assess regulatory alignment of logic in specific computer code reviews, collaborate with script owners to manage regulatory risk, engage with Tech and Data Risk Management teams, advise lines of business on compliance requirements for code/scripts, identify trends in data and advise on emerging risks, conduct targeted validations on scripts implementing controls
Seniority
Senior, hands-on IC