Director, SOX
Core
Lead the Internal Control over Financial Reporting (ICFR) program and SOX compliance for Brookfield Asset Management, managing audit execution, risk assessment, and control testing.
Role type
Senior IC Director, Internal Audit (SOX)
Builds
Internal control frameworks and audit reports for a global asset management firm
Domain
Financial Services / Asset Management / Regulatory Compliance
Required skills
SOX compliance, internal control testing, risk assessment, audit planning, stakeholder management, team leadership, financial reporting knowledge, process documentation, gap analysis, remediation tracking
Preferred skills
CPA, Big 4 experience, US GAAP, Optro (AuditBoard), data analysis tools, AI tools, CIA
Technologies
Microsoft Office, Optro (AuditBoard)
Responsibilities
Manage end-to-end execution of the ICFR program; lead annual risk assessment and financial statement scoping; oversee testing of control activities; investigate control gaps and provide recommendations; report status to senior leadership; mentor junior staff and manage outsourced providers
Seniority
Senior, hands-on IC with team leadership
