Investment Proposition Oversight Analyst
Core
Provide day-to-day oversight, monitoring, and issue management for third-party investment platform arrangements to ensure compliance with risk frameworks and regulatory expectations.
Role type
Analyst, Third-Party Risk & Outsourcing Oversight
Builds
Assurance and visibility on outsourced investment services and platform performance
Domain
Financial Services / Investment Management / Third-Party Risk Management
Deliverable
dashboards & analysis
Required skills
Third-party risk oversight, Outsourcing policy compliance, MI production, Incident tracking, Regulatory framework understanding, Stakeholder coordination
Preferred skills
FCA regulation knowledge, Consumer Duty, Product governance, Platform provider experience
Technologies
None explicitly stated
Responsibilities
Produce oversight MI including SLA/KPI performance and incident tracking; Monitor third-party service performance and identify trends; Support oversight forums and prepare governance papers; Log and track incidents and breaches; Escalate issues to senior colleagues; Assist with audit activities for third-party oversight
Seniority
Experienced Colleague