Associate Consultant, Compliance FIU
Core
Supports the team manager in ensuring operational efficiency and provides day-to-day support and guidance to more junior team members in AML Compliance.
Role type
Associate Consultant, Compliance FIU
Builds
Operational efficiency and regulatory compliance workflows
Domain
Financial Services / Anti-Money Laundering (AML)
Required skills
AML Compliance expertise, regulatory compliance knowledge, client file review, adverse media investigation, PEP alerts investigation, process improvement, liaison with front office and auditors
Preferred skills
Subject matter expert capabilities, mentorship, workflow distribution
Technologies
N/A
Responsibilities
Review client files for conformance with AML policies and regulatory requirements; Perform continuous monitoring of customers including investigating Adverse Media and Politically Exposed Person alerts; Identify, document and disseminate new procedures and controls; Escalate regulatory compliance risks to Global AML management; Provide support and functional knowledge as it relates to compliance with AML laws, rules and standards.
Seniority
Mid-level, hands-on IC with mentorship duties
