Sr Investment Associate
Core
Supports Investment Advisors by preparing portfolio materials, processing client transactions, and managing account documentation for sophisticated clients.
Role type
Sr Investment Associate (Administrative/Operational)
Builds
Client account files, portfolio reports, and transaction records
Domain
Wealth Management / Asset Servicing
Required skills
Investment product knowledge, analytical skills, organizational skills, communication skills, tax cost research, fee analysis, risk management practices
Preferred skills
CFA or CFP coursework, GDWM tool mastery, client meeting participation
Technologies
EDS, PIMS, IMS, PAS, CIT, GDWM
Responsibilities
Prepare portfolio materials for client review meetings, set up account documentation files, process client cash transfers and fund trades, communicate with clients and portfolio managers, research tax discrepancies, review fee worksheets, initiate transactions, and proactively recommend solutions to support Investment Advisors.
Seniority
Mid-level, hands-on IC