Senior Consultant, COO Control
Core
Senior Consultant providing oversight and governance of Operating Business Controls to ensure resiliency to current and future risks within a global wealth management and banking services firm.
Role type
Senior IC Risk & Control Consultant
Builds
Control frameworks, assurance reports, and operational efficiency enhancements
Domain
Financial Services / Risk Management / Operations Governance
Required skills
Risk-based control review, incident analysis, RCSA facilitation, policy review, audit remediation coordination, operational loss evaluation
Preferred skills
Financial services experience, Operations Risk/Control/Governance/Audit/Testing/Compliance experience, Microsoft 365 proficiency (Outlook, Excel, PowerPoint, Visio, Power BI, SharePoint)
Technologies
Microsoft 365, SharePoint, Power BI, Visio
Responsibilities
Conduct periodic risk reviews of operational processes and client servicing deliverables; Review and test practice area processes and controls to identify weaknesses; Facilitate Risk & Control Self-Assessment (RCSA) programs for business units; Evaluate incidents and operational losses to identify trends and root causes; Validate management actions for audit remediation programs; Escalate risk and control matters to practice control managers
Seniority
Senior, hands-on IC