Senior Investment Associate
Core
Prepare portfolio materials, manage account documentation, process client transactions, and support investment advisors in client meetings.
Role type
Senior Investment Associate (Wealth Management Operations)
Builds
Client account files, portfolio reports, and transaction records for sophisticated individuals and institutions.
Domain
Wealth Management / Asset Servicing
Required skills
Investment product knowledge, analytical skills, organizational skills, communication skills, tax cost research, fee analysis, risk management practices, GDWM tool proficiency, client relationship management
Preferred skills
CFA or CFP coursework completion, ability to provide informal guidance to new team members
Technologies
EDS, PIMS, IMS, PAS, CIT, GDWM tool
Responsibilities
Prepare portfolio materials for client review meetings, set up account documentation files, order reports for portfolio managers, communicate with clients and portfolio managers, interact with partners on client relationship aspects, research tax discrepancies, respond to client inquiries and initiate transactions, process fund trades, review fee worksheets, adhere to investment guidelines and risk management practices, proactively make recommendations to support Investment Advisors, participate in client meetings, demonstrate mastery of GDWM tool, solve straightforward problems, analyze solutions using technical experience and judgment, impact work quality on the team, work within guidelines and policies
Seniority
Mid-level, hands-on IC