Associate Consultant, Compliance
Core
Supports the team manager in ensuring operational efficiency and provides day-to-day support and guidance to more junior team members.
Role type
Associate Consultant, Compliance (AML)
Builds
Operational efficiency and regulatory compliance workflows
Domain
Financial Services / Anti-Money Laundering (AML)
Required skills
AML Compliance expertise, regulatory compliance knowledge, client file review, adverse media investigation, PEP alerts investigation, process improvement, stakeholder liaison
Preferred skills
mentoring junior employees, committee interaction, senior management interaction
Technologies
N/A
Responsibilities
Review client files for conformance with AML policies and regulatory requirements, perform continuous monitoring of customers including investigating Adverse Media and Politically Exposed Person alerts, identify and escalate regulatory compliance risks, provide support and functional knowledge as it relates to compliance with AML laws, identify, document and disseminate new procedures and controls, provide input to process changes which would result in greater operational efficiency
Seniority
Mid-level IC (5-7 years experience)
