Consultant, Capital Market Operations
Core
Operations support and client service for the global brokerage business, focusing on trade processing from book-out and allocation through settlement and reconciliation.
Role type
Mid-level Capital Market Operations Consultant
Builds
Trade settlement and account reconciliation processes for brokerage clients
Domain
Financial Services / Capital Markets
Required skills
Trade processing, settlement and reconciliation, regulatory compliance, procedure documentation, problem-solving in straightforward situations
Preferred skills
FINRA licenses (99, 7, 63), prior financial operations experience, ability to train new starters
Technologies
N/A
Responsibilities
Process trades from book-out to settlement, reconcile accounts, maintain procedure documentation, assist in training new team members, analyze solutions using technical experience and precedents
Seniority
Mid-level, hands-on IC
