Senior Analyst, Transfer Agency (AML)
Core
Execute transaction monitoring, screening alerts, and investor documentation reviews to ensure compliance with AML processes and procedures for Northern Trust's wealth management and asset servicing clients.
Role type
Senior Analyst, Transfer Agency (AML)
Builds
Investor AML support services and compliance reporting for Northern Trust's Ireland & UK operations
Domain
Financial Services / Anti-Money Laundering (AML)
Required skills
Transaction monitoring, investor documentation review, AML regulatory compliance, risk management, process adherence, accuracy, attention to detail, stakeholder communication
Preferred skills
Knowledge of global Investor AML regulatory environment, Microsoft Office applications, quality delivery principles, ability to work under pressure
Technologies
Microsoft Office
Responsibilities
Complete allocated workload including transaction monitoring and screening alerts; review investor documentation pursuant to trigger events; highlight documentation requiring update to the Investor AML Department in Ireland; escalate complex problems and critical issues; ensure queries from partners are dealt with efficiently; provide support services for Ireland & UK Investor AML processes; maintain working relationships with partners in the Investor AML Department; ensure support teams meet audit, risk, and compliance standards; promote enhancements to AML processes based on regulatory changes.