VP, Counsel - Registered Funds
Core
Provide legal support for PIMCO's U.S. registered funds platform, ensuring compliance with the Investment Company Act of 1940 and related regulations.
Role type
Senior in-house counsel (registered funds)
Builds
U.S. registered funds (mutual funds, ETFs, closed-end funds, collective investment trusts)
Domain
Financial services / Asset management / Investment funds
Deliverable
Production legal advice & regulatory compliance
Required skills
Investment Company Act of 1940 expertise, SEC filing preparation, fund governance, regulatory risk mitigation, contract negotiation for fund operations
Preferred skills
Board and trustee interaction experience, new product initiative support
Technologies
Legal research tools / SEC EDGAR / Fund administration systems
Responsibilities
Review and support preparation of registration statements, prospectuses, and SEC filings; Draft and negotiate agreements related to fund distribution and operations; Advise stakeholders on legal, regulatory, and governance matters; Prepare and review Board and committee materials; Monitor regulatory developments and provide implementation guidance; Partner cross-functionally to support new product initiatives
Seniority
Senior, hands-on IC