Associate KYC Analyst
Core
Conducting KYC onboarding reviews, investigating complex entities, and mitigating AML and Financial Crime risk through due diligence and checks.
Role type
Associate KYC Analyst (Compliance)
Builds
Client onboarding compliance checks and risk mitigation workflows
Domain
Financial Services / Anti-Money Laundering (AML)
Required skills
KYC procedures, AML regulations, entity investigation, alternative investment structures analysis, compliance platforms, risk escalation
Preferred skills
1-2 years AML/KYC experience, stakeholder communication, process improvement
Technologies
Compliance platforms, screening tools
Responsibilities
Conducting KYC onboarding reviews ensuring adherence to procedural, policy and regulatory requirements within SLA; Managing with support to accurately and concisely escalate high risk factors (PEPs, State Owned Entities, Adverse Media, Sanctions) and appetite for onboarding and refresh to the senior analysts / second line compliance team; Providing KYC Requirement guidance to the client service and front office teams with the support of the analyst/senior; Conducting analysis with a command in alternative investment structures, becoming adept in various client types including corporate entities, trusts, funds, SPVs; Mastering various compliance platforms, screening tools and systems to streamline department workflow; Responding to queries from various business units promptly and efficiently.