KYC Associate/ KYC Analyst
Core
Conducting KYC onboarding reviews and due diligence to mitigate AML and financial crime risk for corporate entities, trusts, funds, and SPVs.
Role type
Associate/Analyst Compliance Officer (KYC)
Builds
Client onboarding workflows and risk mitigation defenses
Domain
Financial Services / Compliance / Anti-Money Laundering
Required skills
KYC procedures, AML regulations, entity screening, adverse media checks, sanctions screening, PEP identification, alternative investment structures analysis, compliance platforms
Preferred skills
1-2 years AML/KYC experience, stakeholder communication, process improvement, attention to detail
Technologies
Compliance platforms, screening tools
Responsibilities
Conducting KYC onboarding reviews ensuring adherence to procedural, policy and regulatory requirements within SLA; Managing with support to accurately and concisely escalate high risk factors (PEPs, State Owned Entities, Adverse Media, Sanctions) and appetite for onboarding and refresh to the senior analysts / second line compliance team; Providing KYC Requirement guidance to the client service and front office teams with the support of the analyst/senior; Conducting analysis with a command in alternative investment structures, becoming adept in various client types including corporate entities, trusts, funds, SPVs; Mastering various compliance platforms, screening tools and systems to streamline department workflow; Responding to queries from various business units promptly and efficiently.