Operational Risk Management (ORM), Senior Analyst - AVP
Core
Senior analyst supporting the Business Supervisory Office to oversee the Operational Risk Management Framework, manage non-financial risks, conduct control matters, and support US Private Banking activities including trade surveillance and AML transaction monitoring.
Role type
Senior IC operational risk analyst (AVP level)
Builds
Operational risk dashboards, governance materials for Risk Councils, and management information for decision-making
Domain
Banking / Operational Risk / US Private Banking
Deliverable
dashboards & analysis
Required skills
Operational Risk Management frameworks (RCSA, event management, remediation), regulatory interpretation, policy and procedure drafting, risk reporting, trade surveillance, AML transaction monitoring
Preferred skills
Automation implementation, stakeholder management across 1st and 2nd Line of Defence, project coordination
Technologies
None explicitly stated
Responsibilities
Perform quality assurance reviews of Operational Risk forms; maintain centralized incident tracker; support Risk & Control Self-Assessments (RCSA); draft and maintain policies and control documentation; support production of operational risk reporting and dashboards; identify and escalate emerging operational risk issues; conduct trade surveillance for market abuse; conduct AML transaction monitoring across wires, ACH, and cross-border activity
Seniority
Senior, hands-on IC