KYC Quality Assurance, SME, AS
Core
Independent assessment of KYC files, Client Risk Ratings, and Due Diligence activities to assure Financial Crime Risks are managed according to DB Group and local requirements.
Role type
Senior IC KYC Quality Assurance SME
Builds
Globally consistent KYC QA framework and reports/MI for APAC locations
Domain
Banking / Financial Crime / AML / KYC
Deliverable
dashboards & analysis
Required skills
KYC file review, AML/KYC regulation application, risk identification, regulatory examination management, stakeholder interaction, report preparation, trend analysis, project management
Preferred skills
US Wealth Management KYC experience, German AML Act/Banking Act knowledge, 3rd/4th AML EU Directive knowledge, BSA knowledge, AI tool usage
Technologies
Excel, Word, PowerPoint, Access
Responsibilities
Review KYC files on a sample basis to deliver objective reviews; Identify risks within KYC documentation and confirm remediation or escalation; Prepare reports and MI to continuously improve KYC controls; Maintain QA approach and methodology consistent and up to date; Keep abreast of regulatory developments impacting monitoring requirements.
Seniority
Senior, hands-on IC