C&AFC – Private Bank Compliance – Vice President
Core
Deputy to the Head of Private Bank Compliance in Singapore, leading product-related compliance functions and managing regulatory risks for the Private Banking business across Singapore and Southeast Asia.
Role type
Senior IC Vice President, Private Bank Compliance
Builds
Compliance frameworks, regulatory adherence, and risk management for Private Banking products and services
Domain
Banking, Private Wealth Management, Financial Regulation (Singapore/SEA)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Private Banking product knowledge, Singapore regulatory expertise (MAS), new product approval governance, regulatory surveillance, marketing compliance, outsourcing risk assessment, Level 1/2 control design, cross-border compliance, AI tool application
Preferred skills
Southeast Asia regional regulatory experience, leadership of compliance teams, stakeholder management across business and operations
Technologies
AI tools for workflow optimization
Responsibilities
Lead product compliance reviews and new product approvals; advise business on regulatory requirements and internal policies; coordinate regulatory surveys and responses; track regulator meetings and inspection issues; coach direct reports; assess outsourcing risks; resolve compliance surveillance referrals; approve marketing materials and events; support sales complaint investigations; design Level 1 controls and Level 2 monitoring programs; develop partnerships with infrastructure functions
Seniority
Senior, hands-on IC with leadership responsibilities