Associate Financial Advisor
Core
Partner with Financial Advisors to implement actions in client accounts, assist with planning and investment activities, and support sales and referral goals.
Role type
Associate Financial Advisor (IC)
Builds
Individualized financial plans and investment solutions for clients
Domain
Financial Services / Banking / Wealth Management
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
consultative sales process, financial planning, regulatory compliance, trade order processing, client relationship management, training retail associates
Preferred skills
brokerage, insurance, or financial services experience
Technologies
FINRA, broker-dealer systems, compliance registration platforms
Responsibilities
Partner with Financial Advisors to assist clients achieve financial goals; use consultative sales process to determine needs and propose solutions; develop individualized financial plans; process trade orders and money movement instructions; ensure accurate completion of paperwork in compliance with guidelines; assist in training retail associates on referral opportunities; participate in community affairs to enhance business opportunities.
Seniority
Entry-level to Mid-level, hands-on IC