AO/Alternatives Paralegal
Core
Execute legal, compliance, governance, and operational processes for alternative investment funds and private funds.
Role type
Paralegal (Alternatives Legal Team)
Builds
Legal and compliance frameworks, fund entities, regulatory filings, and operational processes for alternative investment business.
Domain
Financial Services / Alternative Investment Funds / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Entity management, document management, regulatory filing management, project management, process management, vendor coordination, license management, AML/KYC review support, board meeting support, offering document maintenance.
Preferred skills
Investment management knowledge, experience with corporate secretary or compliance roles, experience with entity management software.
Technologies
Entity management software, document management software.
Responsibilities
Design, document, implement, and monitor legal and compliance processes; prepare and run board meetings for US and Non-US directors; manage projects for updating offering documents and operating agreements; review and track fund side letters; oversee formation, maintenance, and dissolution of onshore and offshore fund entities; support regulatory filings (Form D, Form PF, CTFC, Form ADV); assist with AML/KYC reviews; implement technology solutions; manage vendor expenses and invoicing; obtain and maintain business licenses; coordinate with vendors (registered agents, auditors, administrators); implement new processes with fund management teams; maintain forms, templates, and knowledge management systems; manage regulatory policy inventory.