Mutual Fund Paralegal
Core
Support attorneys in preparing fund registration statements, prospectus supplements, and documentation for fund organization, reorganization, modification, and liquidation within a Mutual Fund Legal Group.
Role type
Mutual Fund Paralegal
Builds
Fund registration documents, prospectuses, Board materials, fund contracts, and regulatory filings for domestic US registered funds including ETFs and closed-end funds.
Domain
Financial Services / Investment Management / Securities Law
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Paralegal experience, document preparation, regulatory compliance knowledge, database management, calendar/timeline management, Microsoft Office Suite
Preferred skills
Experience with open-end, closed-end, and exchange-traded funds, knowledge of Diligent Boards software
Technologies
Microsoft Office Suite, Diligent Boards
Responsibilities
Assist in preparing and updating fund registration statements and prospectus supplements; Coordinate Board of Directors meeting materials and agendas; Maintain internal document repositories and fund records; Develop tickler files and calendars for regulatory deadlines; Assist in creating proxy materials and filing Tender Offer documents.
Seniority
Mid-level Individual Contributor