Investment Advisor - Retirement Plan Services

swbc

Austin, TX, USFull-time2026-10-14 → 2026-11-11

Core

Provide investment advisory, fiduciary, governance, and plan consulting services to retirement plan sponsors.

Role type

Senior IC investment advisor (retirement plans)

Builds

Client relationships and business growth for retirement plan sponsors

Domain

Financial services / Retirement planning

Deliverable

client delivery

Required skills

fiduciary oversight, 401(k) plan expertise, business development, client relationship management, regulatory compliance (ERISA), investment menu review, fee benchmarking

Preferred skills

Series 65 license, 7+ years experience, active Series 65 license

Technologies

Microsoft Office

Responsibilities

Lead client review meetings and fiduciary training sessions, deliver quarterly monitoring reports and investment reviews, conduct fiduciary education and governance support, develop new business through networking and referrals, maintain compliance with SEC, FINRA, and ERISA requirements, participate in Investment Committee meetings.

Seniority

Senior, hands-on IC

About swbc

SWBC is seeking a talented individual who will protect the organization, its clients, and its business operations through risk-based security assessments, third-party security reviews, control validation, and assurance activities. This role serves as a trusted advisor to technology, business, compliance, procurement, and security stakeholders, helping them understand and manage cybersecurity risk while supporting regulatory, contractual, and business requirements. As a key member of the Security team, you will perform in-depth security assessments, evaluate vendor security programs, review sec