Investor Anti Money Laundering, Senior Associate
Core
Lead the Investor Anti-Money Laundering and FATCA/CRS Team in Cayman, managing client relationships, regulatory compliance, and risk control for a global client base.
Role type
Senior Associate, Investor AML/FATCA/CRS Team Lead
Builds
Operational controls and compliance frameworks for investor services
Domain
Financial Services / Asset Servicing / Anti-Money Laundering
Deliverable
client delivery
Required skills
AML/FATCA/CRS legislation knowledge, client relationship management, regulatory reporting, risk control, change management, QA of investor files, PEP case handling
Preferred skills
ACAMS certification, Finance/Fund Administration experience, Microsoft Excel proficiency
Technologies
Microsoft Office (Excel)
Responsibilities
Manage onsite due diligence visits and regulatory inspections; oversee new/ongoing investor reviews; handle complex client complaints and escalations; sign off on errors and implement controls; attend board calls and meetings; mentor case managers and monitor task timeliness.
Seniority
Senior, hands-on IC with team oversight